Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kermit Roosevelt Griner | 1070425 | 9 | 09/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sungsu John Kang | 1317909 | 8 | 09/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph P Ponchione | 4513456 | 2 | 09/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oscar R Ankoue | 7549514 | 1 | 09/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristopher Kopsaftis | 7687216 | 3 | 09/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fitzgerald Landis | 2541936 | 10 | 08/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fitzgerald Landis | 2541936 | 10 | 08/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fitzgerald Landis | 2541936 | 10 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory W Smith | 4791658 | 5 | 08/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |