Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Jett | 7381689 | 2 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Michael Perretta | 4396241 | 1 | 04/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Vianna Guimaraes | 7728165 | 1 | 04/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colleen Island Mateo | 7283184 | 1 | 04/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Eduardo Padilla | 7493587 | 2 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Analyn Megison | 7364432 | 3 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge Fortune | 7490654 | 1 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Moos | 7344612 | 5 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deana Rose Kani | 7196028 | 1 | 03/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Brown | 6912457 | 3 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |