Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Aaron Brown | 7321981 | 3 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harleen K Manko | 5361029 | 2 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bobby Bruce | 7630139 | 2 | 10/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Schwalbe | 2741086 | 2 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Lorenzo Rogers | 1959595 | 3 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Glenn Gibson | 4047347 | 5 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Glenn Gibson | 4047347 | 5 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Radford Walker | 2118391 | 7 | 10/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monzur Alam Mollah | 2775732 | 1 | 10/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Radin Mason | 6580473 | 8 | 10/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |