Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hope Patricia Anderson | 1898339 | 2 | 11/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J L Wilson | 1839948 | 8 | 11/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse Carbullido Rivera | 1121307 | 7 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angel Lynn Simpson | 6488474 | 2 | 11/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonetta Danielle Swiney | 7601158 | 2 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Curtis Medairy | 1219555 | 4 | 11/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Radford Walker | 2118391 | 7 | 11/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Patrick Hernandez | 7077685 | 5 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 10/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Lorraine Mathis-Ozer | 6894243 | 2 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |