Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaron Montrell Payne | 7001495 | 4 | 02/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward D Leppard | 5967801 | 4 | 02/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Elezovic | 2286016 | 5 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Ernest Vinella | 6260012 | 5 | 01/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Hammond | 5839233 | 2 | 01/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Sablan | 6106795 | 1 | 01/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Anthony Colon | 6226310 | 4 | 01/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everton Mark Lewis | 2469780 | 11 | 12/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Wade Fisher | 5485402 | 4 | 12/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward D Leppard | 5967801 | 4 | 11/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |