Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monty Alan Alspaugh | 4201153 | 6 | 06/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chul Kim | 7496178 | 2 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley Ovid Donald Hunter | 1672785 | 5 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 05/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard F Parker | 2336694 | 1 | 05/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter David Dela Rambelje | 4049091 | 4 | 05/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Hammond | 5839233 | 2 | 05/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Edward Weimer | 1684525 | 2 | 04/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Thomas Worthley | 5676128 | 3 | 04/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohammed Moalawi | 6979322 | 3 | 04/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |