Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Carbullido Rivera | 1121307 | 7 | 12/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vinson Lamon McCray | 6791758 | 11 | 12/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Miller | 7599291 | 1 | 12/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Fernando Herrera | 2573631 | 5 | 12/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alaa I Khalil | 7312469 | 2 | 12/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barrington Anthony Martin Hewitt | 2699936 | 1 | 12/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph John Bukowski | 2982749 | 2 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph John Bukowski | 2982749 | 2 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Vahala | 2549991 | 3 | 11/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Angelo Auteri | 2390615 | 9 | 11/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |