Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celestina L Stimpson | 1930659 | 3 | 03/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nazleen B Tharani | 7191072 | 6 | 03/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Romano | 1667688 | 6 | 03/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Parshotam Khullar | 7113486 | 4 | 02/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Renato Javier Matias | 6684227 | 1 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fadi Subhi Alhammuri | 6595195 | 2 | 01/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 01/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce E Weiner | 2735071 | 2 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Flower | 3223259 | 9 | 01/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steve Myrtil | 6142232 | 1 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |