Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Mitchell Craig | 6403518 | 2 | 04/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Schwartz | 5252880 | 4 | 04/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Aaron Brown | 7321981 | 3 | 03/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Gilbert Smitherman | 1564680 | 5 | 03/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Patrick Hernandez | 7077685 | 5 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kermit Roosevelt Griner | 1070425 | 9 | 03/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Anthony Colon | 6226310 | 4 | 03/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 03/12/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 03/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Edward Vest | 1399324 | 2 | 03/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |