Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Chiu Kwan | 4501379 | 3 | 11/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Moos | 7344612 | 5 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Starlet Blaylock | 7434556 | 1 | 10/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 09/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Schwartz | 5252880 | 4 | 08/25/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Johnson | 7730970 | 1 | 08/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Keith Simmons | 5936547 | 4 | 06/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Robert Corbett | 1406551 | 2 | 06/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charlie Joseph Pennington | 6776708 | 1 | 06/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohammed Moalawi | 6979322 | 3 | 06/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |