Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lascelle Livingstone Lawrence | 1970848 | 8 | 02/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hilton Luiz Dantas | 4901647 | 3 | 02/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Ian Melville | 4905914 | 2 | 02/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 02/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephan Lamar Taylor | 6518134 | 2 | 01/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis R Farrar | 5660260 | 1 | 12/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erick Ian Buckley | 4695697 | 1 | 12/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Christopher Anuszkiewicz | 6747498 | 3 | 12/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nhan Ha | 2916720 | 3 | 12/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everton Mark Lewis | 2469780 | 11 | 12/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |