Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sungsu John Kang | 1317909 | 8 | 05/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Greer Westerink | 7036737 | 2 | 05/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karim Andre Morgan | 5318036 | 6 | 05/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cyndi Ochoa Tzintzun | 7188258 | 1 | 04/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle L Youngblood | 4288888 | 2 | 04/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Ann Ochoa | 6785746 | 1 | 04/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kermit Roosevelt Griner | 1070425 | 9 | 04/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 03/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Mitchell Craig | 6403518 | 2 | 03/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 03/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |