Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Moos | 7344612 | 5 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle L Youngblood | 4288888 | 2 | 02/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vithuy Nguyen | 7658140 | 6 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vithuy Nguyen | 7658140 | 6 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vithuy Nguyen | 7658140 | 6 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Analyn Megison | 7364432 | 3 | 02/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jarod Dale Mills | 7246766 | 1 | 02/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Schwartz | 5252880 | 4 | 12/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Jon Walther | 2604600 | 3 | 12/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Jon Walther | 2604600 | 3 | 12/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |