Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kermit Roosevelt Griner | 1070425 | 9 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Flower | 3223259 | 9 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacie Moore Rice | 4321768 | 2 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles William Wright | 1426260 | 2 | 05/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marvin Mills | 1147488 | 1 | 05/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pascal Nyame Asiedu | 6185338 | 1 | 04/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Bruderman | 2673867 | 2 | 04/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert V Cohen | 4351299 | 6 | 04/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shirn Lennox Baptiste | 6432799 | 1 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohammed Moalawi | 6979322 | 3 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |