Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Frank Careri | 4152329 | 1 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Micah Goatley | 7299511 | 6 | 07/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Skigh Reinbold | 7529689 | 3 | 07/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Micah Goatley | 7299511 | 6 | 06/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nilesh Sanghavi | 7094242 | 1 | 06/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 06/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harleen K Manko | 5361029 | 2 | 06/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Micah Goatley | 7299511 | 6 | 06/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 05/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |