Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nazleen B Tharani | 7191072 | 6 | 01/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 12/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Scott Hill | 7201709 | 2 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paloma Perez | 5422359 | 2 | 12/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Beena S Chandran | 5481186 | 1 | 11/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Alan Kitzenberg | 4534245 | 4 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria D Ruiz | 7242182 | 2 | 11/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everton Mark Lewis | 2469780 | 11 | 10/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Brown | 6912457 | 3 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |