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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 742 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Greer Westerink7036737202/27/2023Judgment / Lien$0.00$0.00See FINRA Report
Paloma Perez5422359202/24/2023Judgment / Lien$0.00$0.00See FINRA Report
Vithuy Nguyen7658140602/24/2023Judgment / Lien$0.00$0.00See FINRA Report
Vithuy Nguyen7658140602/24/2023Judgment / Lien$0.00$0.00See FINRA Report
Vithuy Nguyen7658140602/24/2023Judgment / Lien$0.00$0.00See FINRA Report
Jason Peter Odstrcil4743964402/07/2023Judgment / Lien$0.00$0.00See FINRA Report
Everton Mark Lewis24697801101/27/2023Judgment / Lien$0.00$0.00See FINRA Report
Eric Anthony Hall6591854201/20/2023Judgment / Lien$0.00$0.00See FINRA Report
Hyun Duck Choi7200557101/20/2023Judgment / Lien$0.00$0.00See FINRA Report
Melvinea Williams1298405401/12/2023Judgment / Lien$0.00$0.00See FINRA Report

742 Results

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