Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Greer Westerink | 7036737 | 2 | 02/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Paloma Perez | 5422359 | 2 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vithuy Nguyen | 7658140 | 6 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vithuy Nguyen | 7658140 | 6 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vithuy Nguyen | 7658140 | 6 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Peter Odstrcil | 4743964 | 4 | 02/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Everton Mark Lewis | 2469780 | 11 | 01/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Anthony Hall | 6591854 | 2 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Hyun Duck Choi | 7200557 | 1 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Melvinea Williams | 1298405 | 4 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |