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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 423 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mario Ivan Martinez6643834103/21/2022FinancialFinal$0.00$0.00See FINRA Report
Joseph Weiss5533459101/26/2022FinancialFinal$0.00$0.00See FINRA Report
Christopher Allen Turner6349528101/24/2022FinancialFinal$0.00$0.00See FINRA Report
Paul Antonio Vitello6558909212/20/2021FinancialFinal$0.00$0.00See FINRA Report
Jeffrey Thomas Beebe2365629212/01/2021FinancialFinal$0.00$0.00See FINRA Report
Albert Walter Scace5312207211/30/2021FinancialFinal$0.00$0.00See FINRA Report
Paul Michael Szkotak2736016111/09/2021FinancialFinal$0.00$0.00See FINRA Report
Joseph Andrew Martino3011798110/27/2021FinancialFinal$0.00$0.00See FINRA Report
Gabriel Keliikainoeau Papa6371607110/25/2021FinancialFinal$0.00$0.00See FINRA Report
Devin McKinley7219947109/30/2021FinancialFinal$0.00$0.00See FINRA Report

423 Results

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