Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brady James Muir | 2445186 | 4 | 09/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin G Gueck | 7657342 | 1 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole McCourt | 7785791 | 5 | 09/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole McCourt | 7785791 | 5 | 09/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole McCourt | 7785791 | 5 | 09/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole McCourt | 7785791 | 5 | 09/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole McCourt | 7785791 | 5 | 09/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathan Blake Worrells | 6044320 | 1 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Clark Crawford | 7479555 | 1 | 08/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 08/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |