Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Cheadle | 6922888 | 1 | 05/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Marlin | 1819579 | 7 | 05/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Elroy Barnett | 6698307 | 1 | 04/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morihiko Goto | 1302159 | 1 | 03/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ila Bamberger | 7137557 | 1 | 03/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valeria Gurevich | 7555489 | 1 | 03/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika Nicole Dendtler | 7677095 | 1 | 02/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Decicco | 7725090 | 1 | 02/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenji Everett Harper | 7066718 | 1 | 12/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Marlin | 1819579 | 7 | 10/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |