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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 423 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Christopher Anuszkiewicz6747498310/16/2023FinancialFinal$0.00$0.00See FINRA Report
Mark Christopher Anuszkiewicz6747498310/16/2023FinancialFinal$0.00$0.00See FINRA Report
Melvin Ronaldo Jenkins2978702610/13/2023FinancialPending$0.00$0.00See FINRA Report
Jesse Roberts-Castaneda7544002109/21/2023FinancialFinal$0.00$0.00See FINRA Report
Dean Marlin1819579709/15/2023FinancialFinal$0.00$0.00See FINRA Report
Melvin Ronaldo Jenkins2978702608/21/2023FinancialPending$0.00$0.00See FINRA Report
Zachary Lusher7822459207/18/2023FinancialPending$0.00$0.00See FINRA Report
Melvin Ronaldo Jenkins2978702607/12/2023FinancialPending$0.00$0.00See FINRA Report
Shannon Joseph Salser4137409107/05/2023FinancialPending$0.00$0.00See FINRA Report
Haazim Taalib-Din Majeed7689395106/14/2023FinancialFinal$0.00$0.00See FINRA Report

423 Results

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