Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Jo Flower | 3223259 | 9 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott K Andrews | 4664486 | 4 | 11/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Keigan | 4868285 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Hernandez | 7077685 | 5 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ellison Redfearn | 1205065 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dinesh O Saxena | 1970178 | 1 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abraham Kepecs | 5097737 | 4 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Pierce Fish | 4476154 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ellison Redfearn | 1205065 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Kristopher Edwards | 6418077 | 1 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |