Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alice Larisa Wilms | 7016789 | 1 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Paul Dibenedetto | 2643810 | 2 | 01/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lorenzo Rogers | 1959595 | 3 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Saurabh Dhruve | 6194378 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Gavin Moonsammy | 5769565 | 1 | 12/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Barone | 5631458 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Paul Dibenedetto | 2643810 | 2 | 12/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Keith Spitzer | 7615194 | 1 | 12/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clifton Johnson | 6947240 | 1 | 11/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlo P Rinaldi | 4769062 | 3 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |