Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Javier Delgado | 6959243 | 1 | 04/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan P Garcia | 6485150 | 1 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John C Fruge | 2323767 | 1 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ardal Powell | 6724330 | 1 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karim Andre Morgan | 5318036 | 6 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karim Andre Morgan | 5318036 | 6 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Ernest Vinella | 6260012 | 5 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Dean Miller | 7489275 | 2 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Leeka Fruin | 1739129 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |