Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Lamont Harris | 6761705 | 1 | 11/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Melo | 7852095 | 1 | 11/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnnie Turner | 7187370 | 3 | 11/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronnie Ward | 7531670 | 1 | 11/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Roesler | 2796791 | 1 | 11/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Nguyen | 7700333 | 2 | 11/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melvin Ronaldo Jenkins | 2978702 | 6 | 10/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melvin Ronaldo Jenkins | 2978702 | 6 | 10/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Reie Levi | 5987230 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theopolis Jamaal Powell | 7059530 | 6 | 10/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |