Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Richard Block | 1322835 | 1 | 06/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Radin Mason | 6580473 | 8 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Rich | 4888268 | 1 | 05/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lilowtie Meetoo Puran | 3211604 | 1 | 05/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael MacK | 1419954 | 2 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle M Castilaw | 6494380 | 1 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Raeann Gillette | 6545921 | 3 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Nnaemeka Agu | 6134428 | 3 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Leroy Hegland | 4484826 | 2 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carol McCook Dixon | 4400846 | 3 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |