Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carmen Mariano Hernaez | 2584348 | 1 | 07/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Raeann Gillette | 6545921 | 3 | 07/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anton Alfred Montes | 1176061 | 2 | 06/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Myers Carter | 5220057 | 1 | 06/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barrett Russell Huls | 5267268 | 1 | 06/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| May Ramos | 5671544 | 2 | 06/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Radin Mason | 6580473 | 8 | 06/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Radin Mason | 6580473 | 8 | 06/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Schimmel | 5855061 | 2 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Raeann Gillette | 6545921 | 3 | 06/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |