Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurice Wilton Johnson | 7265434 | 1 | 09/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Conrad Bost | 5898190 | 1 | 09/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Murphy | 2286575 | 2 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Christopher Ott | 3267551 | 1 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Radin Mason | 6580473 | 8 | 08/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Vincent Militello | 6169100 | 1 | 08/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Fitzgerald Landis | 2541936 | 10 | 08/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey William Barr | 5706692 | 1 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika D Smalls | 7589008 | 1 | 07/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Radin Mason | 6580473 | 8 | 07/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |