Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Joseph Sabatini | 2207701 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Sabatini | 2207701 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Sabatini | 2207701 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Fowls | 6186726 | 1 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Orlando Sosa | 6628039 | 4 | 11/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William C Rowell | 4396537 | 1 | 11/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Hawley Quaife | 817666 | 1 | 11/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Marie Gaitan | 6621363 | 3 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Nnaemeka Agu | 6134428 | 3 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexa Patrice Hill | 4731202 | 1 | 09/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |