Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Joseph Sabatini | 2207701 | 6 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaron Montrell Payne | 7001495 | 4 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Horace Allen | 7052028 | 1 | 01/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Orlando Sosa | 6628039 | 4 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Gentile | 4601237 | 4 | 01/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Robert Castillo | 6613797 | 1 | 12/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Trevor Aussem | 7876354 | 1 | 12/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Savastano | 1928370 | 1 | 12/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlo P Rinaldi | 4769062 | 3 | 12/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 11/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |