Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector Orlando Sosa | 6628039 | 4 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam H Ashoush | 6630002 | 6 | 02/26/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Nnaemeka Agu | 6134428 | 3 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John David Martin | 3237712 | 1 | 02/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Gentile | 4601237 | 4 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Genisious Neely | 6486710 | 1 | 02/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Gentile | 4601237 | 4 | 02/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Gentile | 4601237 | 4 | 02/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Schwalbe | 2741086 | 2 | 02/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Paul Herried | 4669024 | 1 | 02/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |