Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus Vega | 7252749 | 2 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Larson | 4531425 | 1 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Peter Chiamas | 6715511 | 1 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David York | 6786020 | 3 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Lonnae Duncan | 6876209 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oliver Paul Williams | 824143 | 3 | 03/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlo P Rinaldi | 4769062 | 3 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Sabatini | 2207701 | 6 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Orlando Sosa | 6628039 | 4 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian James Hankinson | 6776037 | 1 | 03/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |