Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Helen Denese Jahi | 7547292 | 1 | 08/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Selwin Emanuel Breedy | 7642828 | 1 | 08/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ruiz Jr | 4290505 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher D McCown | 6010065 | 1 | 08/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Ethan Moore | 6915181 | 1 | 07/22/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Diamond | 5424011 | 2 | 07/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seonok Mikaela Shin | 6477105 | 1 | 07/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Sheeler | 4935483 | 1 | 06/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Russell Shriver | 7769559 | 1 | 06/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 06/13/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |