Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Mitchell | 7238607 | 1 | 11/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert B Orenstein | 4162704 | 2 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Alan McCollum | 1673603 | 1 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Humberto Lara | 6870549 | 4 | 09/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John S Coates | 1947467 | 3 | 09/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Ray Greatens | 3106121 | 1 | 09/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Shcharansky | 2679986 | 1 | 09/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert C Burkhart | 4316078 | 2 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darren Wayne Auster | 2849929 | 1 | 08/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Hayes | 5785124 | 2 | 08/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |