Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Humberto Lara | 6870549 | 4 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yudi Rodriguez | 6314015 | 1 | 01/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Mateus | 6539709 | 1 | 01/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Rose Garcia | 6755023 | 1 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Hall | 5945403 | 1 | 12/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Joseph Workentine | 6237713 | 1 | 12/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Fernando Herrera | 2573631 | 5 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Chau | 1331446 | 2 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Timothy Ryan | 7396068 | 1 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jazmyn Pearl Acosta | 7060367 | 1 | 11/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |