Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chani M Bergen | 7622283 | 1 | 01/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Scott Highsmith | 7275621 | 3 | 01/22/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Anderson | 7255555 | 1 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Fisher | 6929989 | 1 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Skigh Reinbold | 7529689 | 3 | 01/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jaeger | 6365787 | 1 | 01/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jalinna Deija Fleary | 7730390 | 1 | 12/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Devine Roberts | 7519645 | 1 | 11/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miriam Catherine Bradley | 7845601 | 2 | 11/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miriam Catherine Bradley | 7845601 | 2 | 11/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |