Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Jay Feiss | 2249541 | 5 | 05/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Charles Finchem | 5017573 | 2 | 05/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lee Hanson | 5655628 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 04/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Ovid Donald Hunter | 1672785 | 5 | 04/05/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Alan Milford | 6477346 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Vincent Anderson | 6954132 | 1 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elvis Herrera | 1594029 | 2 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Humberto Lara | 6870549 | 4 | 03/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Zvi Gross | 2914311 | 1 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |