Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Michael Lerette | 6359913 | 2 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Matthew Victoria | 7439926 | 2 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Vahala | 2549991 | 3 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Vahala | 2549991 | 3 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Feiss | 2249541 | 5 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bennie Martin Currie | 6162449 | 1 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |