Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stanley Pruitt | 7391501 | 1 | 07/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vinson Lamon McCray | 6791758 | 11 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheena Angela Smith | 7708309 | 2 | 06/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jamie Patricia Moyer | 6889153 | 1 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Adam Joseph Sheldon | 6613175 | 3 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Adam Joseph Sheldon | 6613175 | 3 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Adam Joseph Sheldon | 6613175 | 3 | 06/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Skigh Reinbold | 7529689 | 3 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Coelho | 7313878 | 1 | 05/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Jay Feiss | 2249541 | 5 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |