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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 423 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stanley Pruitt7391501107/10/2018FinancialFinal$0.00$0.00See FINRA Report
Vinson Lamon McCray67917581106/29/2018FinancialFinal$0.00$0.00See FINRA Report
Sheena Angela Smith7708309206/27/2018FinancialFinal$0.00$0.00See FINRA Report
Jamie Patricia Moyer6889153106/13/2018FinancialFinal$0.00$0.00See FINRA Report
Adam Joseph Sheldon6613175306/13/2018FinancialFinal$0.00$0.00See FINRA Report
Adam Joseph Sheldon6613175306/13/2018FinancialFinal$0.00$0.00See FINRA Report
Adam Joseph Sheldon6613175306/05/2018FinancialFinal$0.00$0.00See FINRA Report
Skigh Reinbold7529689305/31/2018FinancialFinal$0.00$0.00See FINRA Report
Jeffrey Coelho7313878105/30/2018FinancialFinal$0.00$0.00See FINRA Report
Steven Jay Feiss2249541505/21/2018FinancialFinal$0.00$0.00See FINRA Report

423 Results

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