Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pinson Andy Dodier | 7177501 | 1 | 09/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce E Weiner | 2735071 | 2 | 09/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Jannetti | 4115525 | 1 | 09/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Fitzgerald Landis | 2541936 | 10 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darcy Mae Lacy | 6515725 | 1 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Hyland | 2311255 | 3 | 08/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ibish Imeri | 2799780 | 1 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph William Donaldson | 1102855 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Olen Donaldson | 5227433 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jean Eddie Frederique | 6136982 | 1 | 07/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |