Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack David Shaffer | 1622256 | 1 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lester Marion Wolf | 2341779 | 1 | 11/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ramos | 2489461 | 1 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Hoberman | 4299250 | 9 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Glenn Gibson | 4047347 | 5 | 10/29/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Susan Elizabeth Ogle | 6095258 | 1 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory W Smith | 4791658 | 5 | 10/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christa Leigh Haynes | 4419461 | 1 | 10/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Donald Nolan | 7034162 | 1 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Lynn Colvin | 7148723 | 1 | 10/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |