Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Lee Methner | 2254094 | 7 | 05/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark A Papagni | 5660168 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Robin Holsey | 7523038 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Deann Burks | 4599772 | 2 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alison Debbie Costa | 5786032 | 1 | 03/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Merrill Harold Scherer | 7330961 | 1 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Elaine McKinney | 4942629 | 1 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Simmons | 5936547 | 4 | 01/10/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Matthew Victoria | 7439926 | 2 | 12/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Potoma | 2705143 | 2 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |