Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin James Donohew | 7727461 | 1 | 04/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher Arthur Jacob | 3015303 | 9 | 03/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Justin Edward Hessler | 7785311 | 6 | 02/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher Arthur Jacob | 3015303 | 9 | 02/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Justin Edward Hessler | 7785311 | 6 | 02/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Edward Hessler | 7785311 | 6 | 02/22/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Justin Edward Hessler | 7785311 | 6 | 02/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Robert C Burkhart | 4316078 | 2 | 01/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandon Scott Highsmith | 7275621 | 3 | 01/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Brandon Scott Highsmith | 7275621 | 3 | 01/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |