Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Marius Russo | 2659139 | 1 | 11/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Mitchell Rasak | 4786870 | 1 | 10/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dennis | 6973956 | 2 | 10/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Ledel Pickett | 6814118 | 2 | 08/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Anthony Forte | 1763155 | 1 | 08/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Simmons | 5936547 | 4 | 08/27/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kathleen Carey Fox | 3206329 | 1 | 08/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |