Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Lynn Dyer | 6050100 | 14 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Lynn Dyer | 6050100 | 14 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Coley Thompson Bellamy | 6241817 | 2 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Theopolis Jamaal Powell | 7059530 | 6 | 06/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Lynn Dyer | 6050100 | 14 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Angelo Auteri | 2390615 | 9 | 05/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jack Solomon | 7003289 | 4 | 05/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tara Boudreault | 7140749 | 2 | 05/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Jerry Kostelecky | 6895652 | 1 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Thomas King | 6279587 | 1 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |