Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Lynn Dyer | 6050100 | 14 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiao Zhang | 7601465 | 1 | 08/09/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Angelo Auteri | 2390615 | 9 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rekonda Rene Rawlins | 7262189 | 1 | 07/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lance Jason Best | 6396899 | 3 | 07/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lynn Dyer | 6050100 | 14 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |