Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Frederick Lederer | 7405645 | 1 | 11/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Antonio Vitello | 6558909 | 2 | 10/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elvis Herrera | 1594029 | 2 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theopolis Jamaal Powell | 7059530 | 6 | 09/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fadi Subhi Alhammuri | 6595195 | 2 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Earl Whitted | 7785316 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theopolis Jamaal Powell | 7059530 | 6 | 08/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eve Marie Brewer | 7426569 | 1 | 08/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Felipe Hernandez | 7086473 | 1 | 08/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Romano | 1667688 | 6 | 08/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |