Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Angelo Auteri | 2390615 | 9 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liviu Roman | 4425896 | 1 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Lewis | 7381174 | 1 | 12/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Junius McGreevy | 7061166 | 1 | 12/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Sabatini | 2207701 | 6 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Chantell Nuevacamina | 7353477 | 1 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wai Man Luk | 5730295 | 1 | 11/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Hernandez | 7077685 | 5 | 11/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristina Marilyn Heckel | 7825324 | 1 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaketa Rowe | 2549261 | 1 | 11/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |