Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Senyo Tamakloe | 1770537 | 1 | 04/02/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Cirrincione | 4165154 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy-Lee Pereira | 7387210 | 1 | 03/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly O James | 7473970 | 1 | 03/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Jeanette Garcia Soler | 6644723 | 1 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Masood Amir Beiki | 6563861 | 1 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Angelo Auteri | 2390615 | 9 | 02/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 02/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Ryan Jaramillo | 2045143 | 1 | 02/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Sanders | 6279599 | 1 | 02/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |