Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katie Vanessa Hodge | 7435049 | 1 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Brenis | 7314106 | 1 | 08/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Craig Kennard Hasty | 7324887 | 1 | 06/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert B Orenstein | 4162704 | 2 | 06/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Huntley | 6676401 | 2 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Renee Ragusa | 7115174 | 3 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Renee Ragusa | 7115174 | 3 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Lynn Wilson | 2452141 | 1 | 04/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Philip Casadonte | 1289923 | 1 | 04/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |